Compliance Analyst


  • Job ID:

    3500
  • Pay rate range:

    $65 - $90
  • City:

    New York
  • State:

    New York
  • Duration:

    01/02/2022 - 08/02/2022
  • Job Type:

    Contract
  • Job Description

    Our large Public Accounting client is seeking a team of experienced consultants to perform Quality Assurance reviews for an Enhanced Due Diligence Project supporting their financial services client.  These 6+ month contract roles are 100% REMOTE and may be extended.

    A global Enhanced Due Diligence (EDD) Form was re-designed for all High and High Plus Risk new and existing customers in order to drive a consistent review and record-keeping profile for all clients subject to the Firm’s Global EDD processes across all regional and business unit programs.

    Candidates should have Large Bank KYC/ AML experience (8-10 years), particular focus on Enhanced Due Diligence (EDD) and Quality Control / Internal Audit;  Big 4 Experience a plus; Regulatory Experience a plus

    Candidates would be expected to perform Quality Assurance on Enhanced Due Diligence Templates for high risk customers

    • Ability to understand EDD Procedures and Guidance
    • Responsible for completing QA on EDD for existing high-risk rated customers (Institutional and Retail Clients) with a focus on completeness, accuracy and consistency.
    • Support EDD QA reviews by conducting research in internal systems, including client on-boarding systems, to ensure accuracy of EDD records.
    • Review supporting documentation to ensure consistency with information/ conclusions in the completed EDD template
    • Ability to analyze sources of wealth and corroborating information found during research to designate the appropriate Level of Corroboration.
    • Summarize and report findings to Global Financial Crimes personnel and agree changes.
    • Summarize findings into themes that can be leveraged for reporting and training

    Solid knowledge of BSA/AML, CIP, KYC, and OFAC/Sanctions banking regulations, regulatory expectations, and risks, especially involving FFIEC Exam Manual high risk customer types.

    Policies and procedures relative to BSA/AML. CIP. KYC, and CDD / EDD


    - At least 3 – 5 years of BSA/AML banking compliance or regulatory experience.

    - Experience working with BSA/AML FFIEC Exam Manual high risk customer types, including conducting CIP, KYC, and CDD / EDD.

    - Excellent analytical and investigative skills.

    - Excellent writing skills and the ability to succinctly convey information to senior business and compliance management.

    - Exceptional ability to perform in a fast-paced environment with changing priorities and significant time pressures.

    - Exceptional ability to work across departments and business units/entities to ensure compliance requirements are understood and met.

    - Strong attention to detail.

    - High ethical standards.

    #pcfa

    #LI-REMOTE

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