Banking Regulatory/Compliance Contractor

  • Job ID:

  • Pay rate range:

    $65 - $100
  • City:

    New York
  • State:

    New York
  • Duration:

    11/01/2020 - 02/01/2021
  • Job Type:

  • Job Description

    Pay: $65-$75 (W2)/$80-$100 (1099/C2C)

    Location: Remote

    Duration: 3+months

    A Large Mid-Tier public accounting firm is seeking a Banking & Regulatory Compliance Contractor for a 3+month contract to work remotely (Likelihood of extension).  

    Responsible for: 

    • Review existing client products and services to evaluate compliance with applicable laws (TILA, HMDA, UDAAP, FCRA, and Fair Lending);regulations, and best business practices.
    • Identify and assess relevant compliance risks, maintain documentation on those compliance risk assessments
    • Understanding issues involving operational processes related to financial products (Mortgages, Credit Cards, Other Consumer Loans, and Deposits) compliance with regulations and confirm adequacy of internal controls
    • Prepare and maintain records of all work papers completed during compliance reviews.
    • Developing and executing regulatory compliance-related Internal Audits or second-line-of-defense monitoring and testing programs;
    • Write reports to document the compliance review; Prepare and document processes and procedures for program reviews.


    • Bachelor's degree 
    • 5+years experience in Banking and Regulatory Compliance
    • Public Accounting or Consulting experience
    • Certified Regulatory Compliance Manager (CRSM) Designation
    • Compliance or Regulatory experience
    • Credit / Risk Management experience
    • Risk identification and audit sampling techniques

    #PCFA #LI-Remote

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