The Regulatory and Compliance Solutions Managers will provide advisory and consultative services to a key financial client in addressing consumer protection regulatory consumer compliance matters as they prepare for a regulatory exam later this year. These resources will work to revamp their 1st line of defense testing program to build new test scripts and suggest areas where automation and exception-based testing can be implemented. These resources will work closely with the client to review and assess the test results in a 100% REMOTE capacity.
Experience includes Compliance Management System reviews, Compliance policy, and procedure development, compliance testing, compliance training, regulatory examination readiness reviews, risk assessments, enforcement action remediation, compliance audits, etc.
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